Syndicate Subscription Legal Plans
The Nation's Largest Legal Subscriptions Services Provider
FINANCIAL SERVICES COMPANY
SUBSCRIPTION LEGAL PLANS:
Registered Investment Advisors
(Specialty Legal Services):
Legal Services for Registered Investment Advisors:​
-
All the Legal Serivces of an Individual / Family Plan (Click here for a List), Plus...
-
Complete Corporate Legal Services
-
Administrative Law Actions Defense
-
Americans with Disabilities Act (ADA)
-
Antitrust & Competition
-
Arbitration Proceedings
-
Articles of Amendment
-
Bankruptcy Filings
-
Beneficial Ownership Info Report
-
Breach of Contract
-
Business Annual Reports
-
Business Contract Consulting
-
Business Contract Drafting
-
Business Contract Review
-
Business Filings
-
Business Incorporation & Formation
-
Business Licenses
-
Business Permits
-
Business Plan Development & Assessment
-
Business / Corporate Resolutions
-
Buy, Sell, Rent & Lease Agreements
-
Bylaws
-
Civil Litigation Support
-
Commercial Real Estate Law
-
Construction Law
-
Consumer & Commercial Disputes
-
Data Privacy & Cybersecurity Consultation
-
Debt Collection, Negotiation & Settlement
-
Deed Services
-
Doing Business As Filings ("DBA")
-
Entity Conversions
-
Enviornmental Law
-
Eviction Law (Tenant Side)
-
Eviction Law (Landlord Side)
-
Federal Tax ID ("EIN")
-
Foreign Corporation Qualification
-
Freedom to Operate Analysis
-
Immigration Law (sponsorships)
-
Independent Contractor Agreements
-
Insurance & Risk Management
-
Intellectual Property - Copyright
-
Intellectual Property - Patent
-
Intellectual Property - Trademark
-
Intellectual Property Infringement
-
International Trade Commission
-
Labor & Employment (General)
-
Labor & Employment (Hiring & Firing)
-
Lease Agreements
-
Litigation Support Services
-
Mediation of Legal Disputes
-
Non-Disclosure Agreements
-
Operating Agreements
-
Private Placements
-
Promissory Notes
-
Real Estate Law
-
Regulatory & Compliance
-
Recalls & Product Liability Actions
-
Secured Lending Law
-
Securities & Blue-Sky Compliance
-
Small Claims
-
Supply Chain Disputes
-
Surety Bond Advisory
-
Trademark Monitoring
-
Trademark Registration
-
Trademark Searches
-
Traffic Accident Law
-
Traffic Ticket Defense
-
Warranty & Consumer Protection
-
Writs of Attachment
-
Writs of Execution
-
Not to Exceed Twenty (20) Hours Per Month.
-
Legal Services for Registered Investment Advisors (continued):​​​​
-
RIA & Broker Dealer Formations & Registrations
-
Registration and ongoing maintenance of registration for investment advisers
-
Drafting and review of Form ADV (Part 1, 2A, 2B, and 3)
-
CRS Forms
-
U4 & U5 Filings
-
Business Practices Brochures
-
Investment Advisory Contracts
-
Reviewing Marketing & Sales Practices
-
Code of Ethics
-
Conflict of Interest Reviews
-
Privacy Policies
-
Business Continuity Plans
-
Cybersecurity and Data Retention Policies
-
Policy & Procedures Manuals
-
Maintaining of Books & Records
-
Notice filings
-
Privileged and confidential mock examinations
-
Annual review and testing of policies and procedures
-
Defense of regulatory examinations
-
Defense of enforcement inquiries & Actions
-
Form D and Blue Sky filings for private fund managers
-
Assisting with client complaints
-
Employment transitions and contractual matters
-
Broker Protocol matters
-
Review of vendor agreements
-
Review of investment opportunities
-
Drafting and review of investment advisory, sub-advisory, TAMP, investment management, and retirement plan services agreements.
-
Corporate formation and drafting of operating agreements
-
Mergers, acquisitions, and other transactions
-
Enforcement defense before the SEC and FINRA
​
_______________________________________________________
​
Registered Investment Advisor /
Small Business Plan
Includes:
-
Unlimited new Legal Matters (not to exceed twenty (20) billable hours per month plus any rollover hours)
-
One Primary Business Entity, and wholly owned subsidiaries, and one Primary Family (a defined in the "Family Basic-Plus Legal Plan").
-
Rollover any unused hours from the previous month's twenty (20) billable hours to the next month (new month's hours are first used, cannot roll any unused hours a second time).
-
Unlimited separate Legal Matters ongoing at one time.
-
No Retainer Fees
-
See how we compare to LegalShield & LegalZoom: (Click Here)