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EMPRESA DE SERVICIOS FINANCIEROS
PLANES LEGALES DE SUSCRIPCIÓN:

Asesores de inversiones registrados
(Servicios Jurídicos Especializados):

Legal Services for Registered Investment Advisors:​

  • All the Legal Serivces of an Individual / Family Plan (Click here for a List), Plus... 

    • Complete Corporate Legal Services

    • Administrative Law Actions Defense

    • Americans with Disabilities Act (ADA)

    • Antitrust & Competition

    • Arbitration Proceedings 

    • Articles of Amendment

    • Bankruptcy Filings

    • Beneficial Ownership Info Report

    • Breach of Contract

    • Business Annual Reports

    • Business Contract Consulting

    • Business Contract Drafting

    • Business Contract Review

    • Business Filings

    • Business Incorporation & Formation

    • Business Licenses

    • Business Permits

    • Business Plan Development & Assessment

    • Business / Corporate Resolutions

    • Buy, Sell, Rent & Lease Agreements

    • Bylaws

    • Civil Litigation Support

    • Commercial Real Estate Law

    • Construction Law

    • Consumer & Commercial Disputes

    • Data Privacy & Cybersecurity Consultation

    • Debt Collection, Negotiation & Settlement

    • Deed Services

    • Doing Business As Filings ("DBA")

    • Entity Conversions

    • Enviornmental Law

    • Eviction Law (Tenant Side)

    • Eviction Law (Landlord Side)

    • Federal Tax ID ("EIN")

    • Foreign Corporation Qualification

    • Freedom to Operate Analysis 

    • Immigration Law (sponsorships)

    • Independent Contractor Agreements

    • Insurance & Risk Management

    • Intellectual Property - Copyright

    • Intellectual Property - Patent

    • Intellectual Property - Trademark

    • Intellectual Property Infringement

    • International Trade Commission

    • Labor & Employment (General)

    • Labor & Employment (Hiring & Firing)

    • Lease Agreements

    • Litigation Support Services

    • Mediation of Legal Disputes

    • Non-Disclosure Agreements

    • Operating Agreements

    • Private Placements

    • Promissory Notes

    • Real Estate Law

    • Regulatory & Compliance

    • Recalls & Product Liability Actions

    • Secured Lending Law

    • Securities & Blue-Sky Compliance

    • Small Claims

    • Supply Chain Disputes

    • Surety Bond Advisory

    • Trademark Monitoring 

    • Trademark Registration 

    • Trademark Searches

    • Traffic Accident Law 

    • Traffic Ticket Defense

    • Warranty & Consumer Protection

    • Writs of Attachment

    • Writs of Execution 

    • Not to Exceed Twenty (20) Hours Per Month.

Legal Services for Registered Investment Advisors (continued):​​​​

  • RIA & Broker Dealer Formations & Registrations

  • Registration and ongoing maintenance of registration for investment advisers

  • Drafting and review of Form ADV (Part 1, 2A, 2B, and 3)

  • CRS Forms

  • U4 & U5 Filings

  • Business Practices Brochures

  • Investment Advisory Contracts

  • Reviewing Marketing & Sales Practices

  • Code of Ethics

  • Conflict of Interest Reviews

  • Privacy Policies

  • Business Continuity Plans

  • Cybersecurity and Data Retention Policies

  • Policy & Procedures Manuals

  • Maintaining of Books & Records

  • Notice filings

  • Privileged and confidential mock examinations

  • Annual review and testing of policies and procedures

  • Defense of regulatory examinations

  • Defense of enforcement inquiries & Actions

  • Form D and Blue Sky filings for private fund managers

  • Assisting with client complaints

  • Employment transitions and contractual matters

  • Broker Protocol matters

  • Review of vendor agreements

  • Review of investment opportunities

  • Drafting and review of investment advisory, sub-advisory, TAMP, investment management, and retirement plan services agreements.

  • Corporate formation and drafting of operating agreements

  • Mergers, acquisitions, and other transactions

  • Enforcement defense before the SEC and FINRA

​

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Registered Investment Advisor / 

Small Business Plan

 

Includes:

  • Unlimited new Legal Matters (not to exceed twenty (20) billable hours per month plus any rollover hours)

  • One Primary Business Entity, and wholly owned subsidiaries, and one Primary Family (a defined in the "Family Basic-Plus Legal Plan").

  • Rollover any unused hours from the previous month's twenty (20) billable hours to the next month (new month's hours are first used, cannot roll any unused hours a second time).

  • Unlimited separate Legal Matters ongoing at one time.  

  • No Retainer Fees

  • See how we compare to LegalShield & LegalZoom: (Click Here)

PLANES LEGALES DE SUSCRIPCIÓN SINDICADA

25350 Magic Mountain Parkway

Santa Clarita, California 91355

Teléfono: (310) 463-5122

Sitio web: www.SyndicateLegalPlans.com

Contacto: Haga clic aquí

Para comunicados de prensa e información adicional: haga clic aquí

DESCARGO DE RESPONSABILIDAD: La información de este sitio es solo para fines informativos y no debe tomarse como asesoramiento legal o financiero. Solicitar información adicional o enviar información a través de este sitio o cualquier formulario de contacto no significa que se haya formado una relación abogado-cliente ni ninguna otra relación proveedor-cliente de servicios profesionales. Syndicate Legal Plans es propiedad de Syndicate Legal & Financial, LLC, una oficina de asistencia en documentación legal autorizada, garantizada y asegurada debidamente registrada en el condado de Los Ángeles (n.° 2024100564 ). Para conocer los términos y condiciones, haga clic aquí .

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